A new year, a new focus

A new year is here. I don’t know about you, but my 2017 started off with a big ol’¬†flat tire, however, I didn’t let it get me down! (Pun intended!) As the Lexus was towed away to the shop to have the tire patched, I had time to reflect and share what the new year…

The SEC says, “Yeah, you know me!”

Yo, yo, yo – the SEC is at it again! The Securities and Exchange Commission wants access to what they consider is an advisor’s full risk profile…and this includes social media profiles. Advisors need to be aware of ¬†this substantial change. This affects the filing of form ADV, additional reporting requirements, and how you can…